Wealth solutions
Built for financial advisors
Better client
life-event management. More financial advisor capacity.
Better client
life-event management. More financial advisor capacity.
At a time when profit per AUM is down, your advisors need capacity to grow. Client life events add more work. And no two clients follow the same path. Their circumstances, priorities, and jurisdictions determine what needs to happen next. Your advisor has to work out each step, and every step has to follow due compliance, without fail. Uplevyl helps orchestrate that work and keeps the record of it, so advisors have more time for relationships and growth.
At a time when profit per AUM is down, your advisors need capacity to grow. Divorce, retirement and the loss of a spouse add more work around existing clients. Uplevyl helps organize that work, so advisors have more time for
relationships and growth
At a time when profit per AUM is down, your advisors need capacity to grow. Client life events add more work. And no two clients follow the same path. Their circumstances, priorities, and jurisdictions determine what needs to happen next. Your advisor has to work out each step, and every step has to be compliant. Uplevyl helps orchestrate that work and keeps the record of it, so advisors have more time for relationships and growth.
See how Uplevyl helps ->
Inspired by Marli Ehrman
The work behind every life event
One life event.
And suddenly, your advisor is the switchboard.
From the first client phone call, your advisor is on the hook for compliance. Every case starts from scratch. Different documents. Different jurisdiction rules. A different client situation. Different experts to bring in. And tools that share nothing with each other. Nothing joins the five together, so your advisor holds them together by hand and writes the compliance record while doing it.
A client life event brings forth
Documentation
Gather and update the records.
Jurisdictions
Work out which rules apply.
Client context
Understand what matters now.
Experts
Coordinate the right people.
Tools
Keep scattered systems in step.
Documentation
Gather and update the records.
Jurisdictions
Work out which rules apply.
Client context
Understand what matters now.
Experts
Coordinate the right people.
Tools
Keep scattered systems in step.
The work behind every life event
One life event.
And suddenly, your advisor is the switchboard.
The call is just the beginning. Your advisor has to connect the documents, rules, people and
systems—while still looking after the rest of the book.
Documentation
Gather and update the records.
Jurisdictions
Work out which rules apply.
Client context
Understand what matters now.
Experts
Coordinate the right people.
Tools
Keep scattered systems in step.
The work behind every life event
One life event.
And suddenly, your advisor is the switchboard.
The call is just the beginning. Your advisor has to connect the documents, rules, people and
systems—while still looking after the rest of the book.
Documentation
Gather and update the records.
Jurisdictions
Work out which rules apply.
Client context
Understand what matters now.
Experts
Coordinate the right people.
Tools
Keep scattered systems in step.
The work behind every life event
One life event.
And suddenly, your advisor is the switchboard.
The call is just the beginning. Your advisor has to connect the documents, rules, people and
systems—while still looking after the rest of the book.
Documentation
Gather and update the records.
Jurisdictions
Work out which rules apply.
Client context
Understand what matters now.
Experts
Coordinate the right people.
Tools
Keep scattered systems in step.
How Uplevyl helps
How Uplevyl helps
Your advisor stops being the switchboard. Uplevyl picks up the orchestration.
Your advisor stops being the switchboard. Uplevyl picks up the orchestration.
Uplevyl takes the burden of compliance off advisors’ shoulders by intelligently routing each case to the right jurisdiction, understanding the client’s specific circumstances, identifying the documents and actions required, and connecting the right experts, while keeping a complete record of every step that can be easily reviewed and presented.
We built Uplevyl around the coordination that takes your advisors away from clients. Describe the case in a
conversation. Get a personalized path through the work. Keep the decisions documented, time-stamped and ready for review.
01 Understand the case
Start with a conversation
02 Orchestrate the work
A path shaped around your client
03 Prove it was compliant
A compliant record, built while the work happens.
A conversation that understands the case behind the question.
The advisor describes what has happened. Uplevyl asks about the client's circumstances, works out which jurisdiction applies, and builds the path from there.
01 Understand the case
Start with a conversation
02 Orchestrate the work
A path shaped around your client
03 Prove it was compliant
A compliant record, built while the work happens.
A conversation that understands the case behind the question.
The advisor describes what has happened. Uplevyl asks about the client's circumstances, works out which jurisdiction applies, and builds the path from there.
One advisor. One life event. One case.
One call changes the advisor’s day.
Eleven days after losing her spouse, a client calls her advisor. She lives in Florida and owns property in Illinois. He now has a new set of questions, documents and specialist conversations to coordinate, alongside the rest of his book.
Without Uplevyl
He has to piece together the facts, work out the path and follow up across people and systems.
With Uplevyl
He starts with a conversation, explores a path shaped around the case and keeps a clear record of the decisions and next steps.
One advisor. One life event. One case.
One call changes the advisor’s day.
Eleven days after losing her spouse, a client calls her advisor. She lives in Florida and owns property in Illinois. He now has a new set of questions, documents and specialist conversations to coordinate— alongside the rest of his book.
Without Uplevyl
He has to piece together the facts, work out the path and follow up across people and systems.
With Uplevyl
He starts with a conversation, explores a path shaped around the case and keeps a clear record of the decisions and next steps.
Explore this case in the demo ↗
One advisor. One life event. One case.
One call changes the advisor’s day.
Eleven days after losing her spouse, a client calls her advisor. She lives in Florida and owns property in Illinois. He now has a new set of questions, documents and specialist conversations to coordinate— alongside the rest of his book.
Without Uplevyl
He has to piece together the facts, work out the path and follow up across people and systems.
With Uplevyl
He starts with a conversation, explores a path shaped around the case and keeps a clear record of the decisions and next steps.
Explore this case in the demo ↗
For your technology team, before they ask
For your technology team, before they ask
Built to work with your stack.
Without holding onto client PII.
Built to work with your stack.
Without holding onto client PII.
Built to work with your stack.
Without holding onto client PII.
Uplevyl handles the situations where the details decide the answer. That is a high bar on accuracy, on privacy and on proof, so we build to it every time.
Uplevyl handles the situations where the details decide the answer. That is a high bar on accuracy, on privacy and on proof, so we build to it every time.
01 / CONVERSATIONAL
01 / CONVERSATIONAL
Describe the situation naturally and explore the next step.
02 / HYPER-PERSONALIZED
02 / HYPER-PERSONALISED
The answer is built from the specifics of the case, not from a template.
Connect the client’s
circumstances with the places that matter.
03 / MULTI-
JURISDICTIONAL
03 / MULTI-JURISDICTIONAL
Rules are applied based on what applies for each unique situation
04 / COMPLIANT
04 / COMPLIANT
Every step shows the rule it is based on.
05 / DOCUMENTED
05 / DOCUMENTED
A time-stamped record of what was considered, what was decided and who approved it.
06 / WORKFLOW-
DRIVEN
06 / WORKFLOW-DRIVEN
Every case comes back as a sequence to work through, in the order it has to happen
Works alongside tools your firm already uses.
Works alongside tools your firm already uses.
More room for the work that grows your firm
More room for the work that grows your firm
We’d love to partner with you.
We’d love to partner with you.
Your advisors shouldn’t have to choose between supporting clients through change and making time for growth. Let’s explore how Uplevyl can help your team do both.
01 · GET TO KNOW EACH OTHER
Start with a demo.
Start with a demo.
See the product and talk about the work your advisors face.
See the product and talk about the work your advisors face.
02 · EXPLORE THE FIT
Shape a pilot together.
If there’s a fit, agree on a focused way to explore the value.
If there’s a fit, agree on a focused way to explore the value.
03 · FIND THE RIGHT NEXT STEP
Build from there.
Build from there.
Discuss your workflow, rollout and pricing with your team.
Discuss your workflow, rollout and pricing with your team.
We’ll bring your technology and compliance teams into the conversation, too.
We’ll bring your technology and compliance teams into the conversation, too.